Getting Started

When you’re ready to meet with an advisor to discuss your goals in detail and develop a specific strategy to achieve them, please contact us to schedule an appointment.

 

We have provided a list of documents we routinely review.  Please provide as many as these documents as possible (some documents may not be applicable to each client’s unique circumstances).

Investments
  • Current brokerage statements

  • Current mutual fund statements

  • Current bank account statements (including CDs and money markets)

  • Current Direct Participation Program (DPP) statements, including REITs,
    and limited partnerships

  • Mortgage statements and terms of mortgage

  • Photo ID (current driver license, military ID, or passport)

  • Any/all company retirement plan statements, including 401(k),403(b), 457, profit sharing, Keogh and pension plans

  • IRA statements (Traditional, Rollover, Roth and SEP)

  • Stock option agreements

  • Restricted stock agreements

  • Deferred compensation plan information

  • Current employee benefits handbook

Retirement
Tax Information
  • Past 2 years tax returns (including all schedules) and W-2s

  • Current year tax estimates

  • Gift tax returns filed since 1976

  • 2 current pay stubs for each worker

  • Financial records/tax returns from business interest(s)

Estate
  • Current wills for both spouses

  • Current will for other family members

  • Trust documents and information

  • Power of Attorney

  • Living Wills

  • Information on potential inheritance

  • Information on family member with special needs

Insurance
  • Life insurance policies

  • Long-term care policies

  • Disability insurance policies